Technology transfer
The concept of technology transfer (TT) has several meanings or contexts in which it can be used. TT can be understood as an effort to develop backward countries by means of technology offers (transfer) from more advanced countries. But TT can be undestood also as technology transfer in the coommercial sphere among several companies or within the frame of one company among its individual units. The third meaning of the TT is technology transfer from academia to commercial sphere. Even this third meaning is interesting for us in the process of creating the National technology transfer support system (NSPTT) in Slovakia. NSPTT will support the process of technology transfer from academia to commercial sphere.
Technology transfer is the comprehensive process of transfering scientific knowledge (use), inventions, findings and knowledge caused by research activities in public sector into the economic and social practice focused on their commercial evaluation. Main phases of this proccess are intellectual property protection and its subsequent commercialisation. In the framework of these two phases we can identify following activities that can create steps in the process of technology transfer.
Origin and protection of intellectual property rights
Origin of intellectual property rights more ... |
Intellectual property is is an intangible asset which is the result of a process of human thinking. Value of intellectual property depends on the rate of its subsequent usability, the benefits for both, the individual and society and the ability to induce the production of other products (material and immaterial). Intellectual property is often the result of research activities in academical or research institutions. These activities can be implemented also in the form of expert consultations, eventually common research with trading company.
|
Announcement of research results (intellectual property subject, technology) more ... |
Researcher (author) is obligated to announce intellectual property subject matter (IPSM) to his employer (obligation is modified by the legal regulation or internal emplyer’s regulation), who will make a decision concerning implementation and eventual form of intellectual property protection. The announcement of research results is implemeted according to methodical procedure, given by the employer. There the author can find instructions how to proceed if he wants to announce research results. Author mustn’t publish information concernig IPS till the appropriate IPS legal protection is granted.
|
Feasibility study and selection of intellectual property rights protection more ... |
In the process of feasibility study of IP rights protection is considered if the intellectual property subject (IPS) fulfills all required conditions for appropriate legal protection. Legal protection is usually divided into: industrial property (right to protect industrial propery subject matters) and copyright and rights related to copyright (results of artistic and scientific creations, artistic performance, etc.) Industrial property subject matters can be protected by patents, trade marks, designs etc. The invention protected by patent must fulfill following criteria: novelty, result of invention activity and industrial applicability. Novelty is confirmed by the state-of-art search (patents and utility models). Generally state of art presents all knowledge in a particular technical area, publicly available before the day of IPS application is sent.
|
Evaluation of technology benefits (intellectual property subject) more ... |
Evaluation of technology benefits (intellectual property subject matter) is a comprehensive role. Researcher should not implement it alone. He should contact (through TTC) specialised consulting agency, economic experts, etc., to access relevant benefits of the existing technology. Namely feasibility of the intellectual property subject matters alone doesn’t guarantee its commercial success, and thus return of finaces invested into its legal protection. Applying /non applying for an intellectual property subject matter is a commercial decision based especially on all financial (applicability in practice, effectiveness, investment return) as well as non-financial benefits (all-society or regional benefit, improvement of institutional position, etc.) directly bound with its perspective utility value.
|
Selection of intellectual property protection strategy more ... |
Intellectual property (IP) protection can be realised at national, regional or international level. In the process of selecting IP protectiom it is necessary to consider legal protection costs and commercial product utility, as IP subject is protected only in the country or region in which the appropriate legal protection was granted (patent, utility model, design, trade mark, etc.).
|
Implementation of intellectual property rights protection more ... |
After feasibility rewiew and selection of intellectual property protection strategy follows the fulfillment of IP subject matter application and its submission to the national (regional) intellectual property office. Application includes complete IP subject matter description, definition of required protection scope, drawings and annotation. Patent application are usually prepared by patent attorney who represents author during the whole proccess. After submission of patent application to the patent office following steps must be complied: the search for the patent application (fulfillment of formal requirements), publication of patent application (usually 18 months after the priority date of the application), full search (fulfillement of all relevant criteria for given IP subject matter) and legal protection granting/non granting for IP subject matter. If the author of IP subject matter is a researcher, the protection is ensured by specialized workplace in his institution – technology transfer office.
|
Intellectual property commercialization
Selection of commercialization strategy and partner search for its implementation more ... |
Selection of commercialization strategy belongs to the key steps in the process of technology transfer. As it is highly specialized role, researcher shouldn’t implement it alone. He should contact technology transfer ofice staff – TTO (or other competent persons in his institution), who can help him to identify the most acceptable commercialization strategy for a given IP subject matter. In the process of IP subject matter commercialization it is often useful to collaborate with a partner from commercial area, who knows the market and instruments to implement existing IP subject matter to the market in required quality and extend. Claims put on eventual partners depend on selection of particular commercialization strategy (grant of license, selling-off the IP subject matter rights, creating a spin-off company etc.). Final commercialization strategy should be most profitable for a given technology transfer subject.
|
Expert consulting services more ... |
One of the most perspective activities in the area of research results commercialization are consultations offered by university/research institution to trading company/other client. For identifying of the thematic area, terms and charges is usually an Agreement for Expert Consulting Services concluded. Rights to the eventual intellectual property subject matter are performed exclusively by consulting customer.
|
Contract research
-
Research implementation in the framework of cooperation (joint research) more ... Joint research represents today the most perspective and profitable way for academic or research institutions in connection with research activity funds from private sphere. There is a need for cooperation with great companies that can allocate substantional funding for joint research and development. In this phase begins financial performance in immediate connection with research activities implementation. Joint reserch is generally focused on relative large and challenging projects that often include also huge share of basic research. Therefore their expected results are specified rather in general terms. Main costs are shared by commercial partner, but academic institution contribution is also not negligible. Intellectual property management in the process of research activities is usually caried out by both sides.
-
Research on order implementation more ... Research on order is implemented on the basis of contractual relationship - one side (submitter) defines research role or required research activities result and second contracting party – academic or research institution - wil implement it. Research on order generally expects notable outputs in the form of proposals for solutions, procedures, models, etc. These procedures will be taken by customer, who can subsequently implement all rights to these results alone or together with academic or research institution (according to the specific contract).
Intellectual property commercialization strategies
-
The assignement of intellectual property rights („sale“) more ... It is a permanent change in the property rights ownership. Reward assignement is unrepeated and prompt, without further profit, notwithstanding any other IP subject matters success at the market. By property rights assignement it is also possible to avoid the risk of patent overcoming by another technology.
-
License granting more ... By license granting gives IP rights holder a permission to another person to use IPR subject matters on mutually agreed terms. For purposes of determining the terms and financial reward is in this case a licence agreement between the stakeholders concluded. Rights holder can grant exclusive or non-exclusive licence to assignee. Licensing is particularly useful if the holder is unable to put IP subject matter to the market or ensure its commercial success in the required share.
-
Creating of spin-off companies more ... Spin-off company is an inovative company based for academic or research institution IP use and development untill the product or service is applicable at the market. Intellectual property is granted to the company via licence agreement or selling while institution can gain (but may not) property share in the spin-off company. Authors of existing IP usually participate in company activities, Generally this is applying in small companies with high growth potencial.
-
Commercial use of copyright more ... In this case author gives acceptance (through licence agreement) to commercial use of its work. Assigne can grant a licence by individual, common or collective licence agreements, essential part of them create also license reward and method of its determination. Author can grant assignee an exclusive or non-exclusive license. If an agreemant has no identification of exclusivity, it‘s non-exclusive one.
Marketing of technologies more ... |
Marketing plays key role in the process of partner search for IP subject matters commercialization. Marketing instruments are various, from advertisement and sale support till public relations. All instruments need to develop and use according to actual needs and situation at the market. In public relations there are used techniques and instruments, applicable for creating and holding of neighbourhood relations. Institution feels public attitudes and tries to influence them. It is a long-lasting activity, part of which includes information providing and feedback from the environment and the public. Such instruments, used in practice, include especially press releases, articles, press conferences etc.
|